Compliance: Page 6
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Opinion
EU ESG due diligence directive set to take effect
Final approval of the regulatory action is expected to happen soon. When it does, U.S. companies doing $300M in EU business must show they're meeting sustainability and other goals.
By Neil D’Souza • Jan. 24, 2024 -
Conservative approach called best way to meet independent contractor test
Erring on the side that your workers are employees, not independent contractors, is the safest way to protect against challenges under the upcoming 6-prong federal rule.
By Jessica Mach • Jan. 23, 2024 -
Opinion
Five takeaways for chief legal officers from Biden’s executive order on AI
Staying informed, proactive and adaptable will allow in-house legal teams to more easily navigate the complex landscape and harness the power of AI responsibly and effectively.
By Eric Gorman, Jill Fukunaga and Jeff Isaacs • Jan. 19, 2024 -
Importance of boards before, during and after a cyber incident
The best practice is to get members of the board involved at the right time.
By Robert Freedman • Jan. 11, 2024 -
Cloud concentration poses challenges for businesses, survey finds
“The risk associated with cloud concentration is fast losing its ‘emerging’ status as it is becoming a widely recognized risk for most enterprises,” a Gartner director said.
By Lyle Moran • Jan. 10, 2024 -
Deep Dive
6 in-house legal trends to watch in 2024
AI, labor, antitrust, bankruptcies, women GCs and cross-collaboration are among the headlines in-house counsel can expect this year.
By Lyle Moran and Robert Freedman • Jan. 9, 2024 -
DOL independent contractor final rule announced, will take effect March 11
The rule largely tracks the agency’s October 2022 proposed rule, adopting a six-factor, “totality-of-the-circumstances” framework for analyzing worker-employer relationships.
By Ryan Golden • Jan. 9, 2024 -
Compensation committees face busy dockets in 2024, experts say
Incentive plan performance ranges and the use of discretion in incentive payouts are among the issues compensation panels are likely to confront.
By Lyle Moran • Jan. 8, 2024 -
Chevron blames regulations, cleanups for $4B write-off in Q4
The energy giant said California’s regulatory landscape and cleanup of decommissioned Gulf of Mexico sites are estimated to cost the company at least $3.5 billion.
By Lamar Johnson • Jan. 4, 2024 -
Cyber risk strategies in hot seat as SEC rules go live
The SEC wants to make sure companies are better prepared to mitigate material breaches, ransomware or nation-state espionage attacks.
By David Jones • Dec. 21, 2023 -
SEC likely to find other ways to curb stock buybacks after court vacates rule
The agency could use interpretive guidance and filing reviews to spur company transparency on share repurchases as it decides whether to redo its controversial rule.
By Robert Freedman • Dec. 21, 2023 -
Rite Aid settles with FTC after facial recognition debacle
The company can’t restart a crime-deterrent program based on people’s biometric data until it puts in place safeguards to prevent a flood of false positives that left many customers humiliated.
By Robert Freedman • Dec. 20, 2023 -
Unilever under UK investigation for alleged greenwashing of products
The British competition regulator will scrutinize environmental claims for consumer goods made by the CPG giant, including Dove, Comfort and Cif.
By Iulia Gheorghiu • Updated Dec. 20, 2023 -
Courts could shun new FTC-DOJ merger guidelines
The agencies lowered the threshold for calculating market concentration and increased the focus on labor-market harm among other changes in a revamp to how they look at deals from an antitrust standpoint.
By Robert Freedman • Dec. 19, 2023 -
Regulatory compliance tops risk concerns for GCs, report finds
Chief legal officers are also increasingly concerned about emerging data sources such as collaboration tools and chat applications, but feel unprepared to handle the associated risks.
By Lyle Moran • Dec. 18, 2023 -
SEC won’t budge on crypto regulation
In denying a petition submitted by Coinbase, the agency has concluded rulemaking isn’t needed for issuers and intermediaries to know which – and how – crypto assets fit within securities law.
By Robert Freedman • Dec. 15, 2023 -
"U.S. Securities and Exchange Commission headquarters in Washington, D.C., near Union Station" by AgnosticPreachersKid is licensed under CC BY 3.0
3 tips for SEC cyber rule stragglers
The Dec. 18 compliance deadline applies to all covered entities other than smaller reporting businesses, which will be subject to the breach reporting mandates as of June 5 of next year.
By Alexei Alexis • Dec. 14, 2023 -
Vanguard, Arjuna Capital issued House Judiciary subpoenas over ESG probe
The committee is seeking information from the two asset management firms for its investigation into whether industry climate alliances violate antitrust law.
By Lamar Johnson • Dec. 12, 2023 -
Aligning SEC, existing clawback policies
Companies that already have a policy for going after compensation can help ensure it doesn’t conflict with the mandatory SEC policy taking effect in 2024 by employing tie breakers, says an attorney.
By Robert Freedman • Dec. 11, 2023 -
Sponsored by Relativity
Legacy menace, modern peril: spoliation’s evolution in a data-driven age
While the growth of data presents new challenges, it also feeds into one of the oldest: Spoliation.
Dec. 11, 2023 -
Pay transparency laws risk colliding with antitrust concerns
In-house counsel walk a fine line helping their organizations comply with pay disclosures without setting off alarms over pay collusion.
By Ramona Dzinkowski • Dec. 8, 2023 -
Opinion
How GCs add value by improving corporate transparency
Doing just enough in your reporting to meet compliance requirements won’t give stakeholders everything they need to know about your company.
By Broc Romanek • Dec. 8, 2023 -
Final SEC climate disclosure rule pushed to April 2024
The Department of Treasury and Federal Trade Commission also have a number of upcoming rules that could affect companies’ environmental, social and governance policies.
By Lamar Johnson • Dec. 7, 2023 -
Don’t sit on concerns before self-disclosing, DOJ official says
To get a guilty-plea bye or penalty waiver, self-disclosure of suspected misconduct must be timely, Deputy Assistant Attorney General Arun Rao says.
By Robert Freedman • Dec. 7, 2023 -
NYC adds height, weight to protected workplace categories
Employees who think they’ve been denied a position or other opportunity because of their stature have grounds to file a complaint under a law now in effect.
By Robert Freedman • Dec. 1, 2023